SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
Facebook Page ชื่อ Investment success : Unlicensed securities and derivatives business (Disclosure Date : 07/05/2024)
Facebook Page ชื่อ Investment success. : Unlicensed securities and derivatives business (Disclosure Date : 18/06/2024)
Bangkok, August 22, 2007? Almost 70 percent of the 460 listed companies participating in the second Annual General Shareholders Meeting (AGM) Assessment Program have achieved good average score ( 70 points), an increase of 20 percent comparing to last year?s assessment. A brainchild of the SEC, the Thai Investors Association (TIA) and the Thai Listed Companies Association (LCA), the program was launched as a pilot project in 2006 and has increasingly attracted enthusiastic interest of nei...
Bangkok, August 22, 2007 ? Almost 70 percent of the 460 listed companies participating in the second Annual General Shareholders Meeting (AGM) Assessment Program have achieved good average score ( 70 points), an increase of 20 percent comparing to last year?s assessment. A brainchild of the SEC, the Thai Investors Association (TIA) and the Thai Listed Companies Association (LCA), the program was launched as a pilot project in 2006 and has increasingly attracted enthusiastic interest of ne...
Facebook Page ชื่อ Investment success - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 07/05/2567)
Facebook Page ชื่อ Investment success. - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 18/06/2567)