SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
THAI ASSET MANAGEMENT COMPANY LIMITED|Specific Fund
THAI ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF | Offering Date : 01/01/2011 - 01/01/2011
THAI ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 13/07/2009 - 20/07/2009
THAI ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF
THAI ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 04/06/2010 - 11/06/2010
THAI ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 05/11/2009 - 12/11/2009
THAI ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 16/11/2012 - 20/11/2012