SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
ชื่อผู้ได้มา/จำหน่าย :?TRI-STAGE INC. | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 07/09/2559
ชื่อผู้ได้มา/จำหน่าย :?TRI-STAGE INC. | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 20/07/2559
website: www.globalinvestments.net and www.Qropdirect.com to lure investing public that it had a team of experienced and expert investment consultants to handle suitable portfolios for investors through
handle suitable portfolios for investors through different company names such as Global Investments Far East Limited and Global Investments International Limited. The aforesaid person jointly operated
Pursuant to the existing regulations on standard conduct of business, a securities and derivatives business operator intending to have a third party handle its partial business functions may do so in
the recognition of SEC Thailand on the global stage. Currently, the IOSCO Board comprises 35 member regulators from countries worldwide.
. The project was well received by our customers as the Company expected. However, it came to the Company that quantifying size of economic slowdown from COVID-19 at this stage will be highly uncertain
/solr/secweb/select?q=electric manage OR "electric manage" OR "electrical handle" OR "electrical oversee" OR "power handle" OR "power oversee"&wt=json&indent=true&facet=true&facet.field=key_filetype
stage of live. SEC Secretary-General Vorapol Socatiyanurak said the SEC jointly with alliances and partners from the ?Financial Literacy: Road to Thailand?s Prosperity? Project will co-host an event on