SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
Association under the Royal Patronage of His Majesty the King. Currently, she is a member of the SEC Takeover Panel (Legal Expert) and an executive at a legal consulting firm.
expert at the Office of Insurance Commission, and chairman and director of listed companies on the Stock Exchange of Thailand.Mr. Viput Ongsakul obtained a Bachelor’s Degree in Engineering, Chulalongkorn
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