SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...

treatment for the fiscal year 2018 and 2019 were in amounts of Baht 625.87 million and Baht 754.47 million, respectively, which increased by Baht 128.59 million or in the proportion of 20.5%. These changes

website: www.globalinvestments.net and www.Qropdirect.com to lure investing public that it had a team of experienced and expert investment consultants to handle suitable portfolios for investors through

handle suitable portfolios for investors through different company names such as Global Investments Far East Limited and Global Investments International Limited. The aforesaid person jointly operated

Pursuant to the existing regulations on standard conduct of business, a securities and derivatives business operator intending to have a third party handle its partial business functions may do so in

quarter of Year 2019 and 2020 were in amounts of Baht 172.23 million and Baht 212.13 million, respectively, which increased by Baht 39.90 million or in the proportion of 23.2%. These changes were stemmed

treatment for the 3rd quarter of Year 2018 and 2019 were in amounts of Baht 154.39 million and Baht 207.0 million, respectively, which increased by Baht 50.61 million or in the proportion of 34.1%. These

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presented in the latest audited financial statement is in a positive position. If there is a capital increase after such financial statement, the increased amount could be added to the shareholders’ equity

of transactions, and to handle transactions by themselves or authorize another person to withdraw money in person every time to reduce the chance of damage impact. _____________________________Remark