SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
5, the Queen Sirikit National Convention Center. This year, the SEC presented the booth under the theme, “Investment Literacy in the Digital Era” to empower the public, investors and SMEs in
, the Queen Sirikit National Convention Center.This year, the SEC presented the booth under the theme, “Investment Literacy in the Digital Era” to empower the public, investors and SMEs in navigating
Pursuant to the existing regulations on standard conduct of business, a securities and derivatives business operator intending to have a third party handle its partial business functions may do so in
website: www.globalinvestments.net and www.Qropdirect.com to lure investing public that it had a team of experienced and expert investment consultants to handle suitable portfolios for investors through
handle suitable portfolios for investors through different company names such as Global Investments Far East Limited and Global Investments International Limited. The aforesaid person jointly operated
inclusive opportunities for investment and fundraising. The discussion also emphasized enhancing competitiveness, benefiting stakeholders and the public in the digital era, addressing sustainability trends
The Securities and Exchange Commission (SEC) organized the Campaign on Campus Initiative under the theme, "The Path to a Million: Investment Portfolios in the AI Era." The campaign aimed to equip
the Bank of Thailand (BOT), organized financial and investment lectures for the public under the topic, “Protecting Thai Finances in the Digital Era.” The event aimed to enhance public awareness on
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