SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
Center at 66 2 263-6000. Moreover, if anyone has information or suspicion concerning unlicensed securities businesses in Thailand, please contact the SEC at e-mail: complain@sec.or.th or the SEC Help
คุ้มครองทางกฎหมาย ทั้งนี้ ผู้ลงทุนสามารถตรวจสอบรายชื่อบริษัทที่ได้รับอนุญาตได้ที่ เว็บไซต์ www.sec.or.th และหากพบการดำเนินการในลักษณะเดียวกันนี้ สามารถชี้เบาะแสแก่ ก.ล.ต. ได้ที่ complain@sec.or.th
complaint, give a tip, and send inquiries to the SEC via the following channels:· Online Complaint Submission Form at www.sec.or.th· Email: complain@sec.or.th or ruenvadee@sec.or.th· SEC Hotline 1207 (24
to complain@sec.or.th or enforcement@aftc.or.th.
of agricultural futures investment. To report suspicious activities in this connection, please call the SEC Help Center at 0-2263-6000 or send emails to the SEC at complain@sec.or.th or to the AFTC at
available on our website. Should investors or anyone have clues of doubtful activities or wish to post complaints, they can inform us via complain@sec.or.th.? Any person who undertakes securities
unauthorized actions, please contact the SEC at complain@sec.or.th or the AFTC at enforcement@aftc.or.th for further examination.Information contained in this news release is as of the aforementioned release
email : complain@sec.or.th หรือ SEC Help Center