SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
Eco Coat Company Limited Eco Coat Company Limited failed to prepare and submit the result of the crowdfunding debentures sale report (series 5) to the SEC office within April 30, 2021 which is the
Eco Coat Company Limited Eco Coat Company Limited failed to prepare and submit the result of the crowdfunding debentures sale report (series 4) to the SEC office within April 30, 2021 which is the
Mr. Udomdej Thamangraksat Mr. Udomdej Thamangraksat, the authorized director of Eco Coat Company Limited ("ECO"), who is responsible for the operation of ECO, shall be liable for ECO's
Mr. Phonthip Thamangraksat Mr. Phonthip Thamangraksat, the authorized director of Eco Coat Company Limited ("ECO"), who is responsible for the operation of ECO, shall be liable for ECO'
handle their complaints sufficiently and efficiently while protecting the clients’ best interest. ____________________
business sector’s awareness and readiness to handle cyber threats, with guest speakers, i.e., Pol. Col. Naughtakid Phromchan, Director of the Operations Office, Thailand Computer Emergency Response Team
Pursuant to the existing regulations on standard conduct of business, a securities and derivatives business operator intending to have a third party handle its partial business functions may do so in