SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
Facebook Page ชื่อ Stocks Are Not Difficult : Unlicensed securities and derivatives business (Disclosure Date : 22/01/2024)
DAOL INVESTMENT MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 14/04/2020 - 21/04/2020
DAOL INVESTMENT MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 19/05/2021 - 25/05/2021
DAOL INVESTMENT MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 20/01/2022 - 26/01/2022
BANGKOK CAPITAL ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 06/05/2022 - 09/05/2022
Facebook accounts are not licensed securities or derivatives business operators in Thailand. Investors are therefore advised to be careful with any investment solicitation of such entities because the
existing laws and regulations. The reviewed laws and regulations that are not necessary or do not keep pace with situations or remain obstacles to living or occupations will be abolished or revised to
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Feeder Fund | Offering Date : 17/05/2024 - 24/05/2024