SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...

servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter

in the Principles, subject to exceptions to prevent abuse. It has long been recognised that in companies with dispersed ownership, individual shareholders might have too small a stake in the company to

PowerPoint Presentation TFRS: Practical issues and challenges SEC Thailand 27 - 28 September 20211 Disclaimer • The views and opinions expressed in the following slides are those of the individual

participation in this regulatory sandbox is expected to solve issues in  corporate bond market. This includes the issue of time-consuming process for verification of bondholders’ ownership and the lack of

individual listed companies. Thailand’s rating according to the ASEAN Corporate Governance Scorecard has improved, and 522 Thai companies have signed the “clean business commitment”. Nonetheless, challenges

fair value of the mining property rights over the two Indonesian mines. Moreover, no information was available with regard to the examination of the legal ownership of those mining property rights and

amount of 4% of total shares in BCB. The investment is through Oventure Pte. Ltd, an indirect wholly-owned subsidiary of the Company. As a result, the Company has 26% ownership in BCB, as mentioned in the

the delay in ownership transfer in a certain number of our customers and lockdown policy implemented in various countries causing difficulty for real estate foreign buyers to proceed the ownership

revised in 2004 to take into account inter alia, the experience in Asia with concentrated ownership. The Asian Roundtable therefore decided that a review of the White Paper was warranted. This Report is