SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...

BBL ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 20/03/2020 - 30/03/2020

KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 19/11/2019 - 25/11/2019

LAND AND HOUSES FUND MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 23/05/2014 - 27/05/2014

LAND AND HOUSES FUND MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 16/07/2015 - 21/07/2015

LAND AND HOUSES FUND MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 11/08/2015 - 17/08/2015

LAND AND HOUSES FUND MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 31/10/2014 - 04/11/2014

SCB ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 01/03/2016 - 07/03/2016

SCB ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 02/11/2016 - 07/11/2016

LAND AND HOUSES FUND MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 20/10/2015 - 26/10/2015