SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
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2024 Bangkok and inaugurated the SEC booth. Mr. Pichai Chunhavajira, Deputy Prime Minister and Minister of Finance, who presided over the event, also visited the SEC booth on 19 December 2024, at Hall
2024 Bangkok and inaugurated the SEC booth. Mr. Pichai Chunhavajira, Deputy Prime Minister and Minister of Finance, who presided over the event, also visited the SEC booth on 19 December 2024, at Hall 5