SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...

BBL ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 24/06/2013 - 02/07/2013

THAI ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 21/01/2008 - 28/01/2008

Type of securities : Common share | Effective Date : 22/08/2017 | Close Selling Date : 25/08/2017

Reporting Person : - | Type of securities : - | Date of reporting obligation : 04/08/2009

Reporting Person : - | Type of securities : - | Date of reporting obligation : 11/02/2019

Reporting Person : - | Type of securities : - | Date of reporting obligation : 09/08/2018

Reporting Person : - | Type of securities : - | Date of reporting obligation : 04/09/2017

Management Name : Mr THANUT THATAYANON | Type of securities : Common share | Methods of Acquisition / Disposition : Transfer | Transaction Date : 19/12/2017

Management Name : Mr THANUT THATAYANON | Type of securities : Common share | Methods of Acquisition / Disposition : Receive | Transaction Date : 19/12/2017