Facebook page “Guide to investing in gold for beginners” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 19/08/2024)
SEC Secretary-General, Nataya Niyamanusorn said, “SEC has seen the wealth advisors having important role for the investors because they could make the investors realize financial planning as a living skill after the Thai society has stepped into the ageing society. However, ageing people may not have enough money after retirement and investors have not yet achieved their targeted returns on investment or have had enough money for long term. Therefore, SEC has gone ahead with the main strat...
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Asian Roundtable adopts guide to strengthening corporate governance through effective public enforcement 12/02/2014 - The Asian Corporate Governance Roundtable* held its annual meeting in Mumbai
Human Rights Due Diligence: An Interpretive Guide SDG Investor Map for Thailand Slide 1 Slide 2: Toolkits to support business towards achieving the SDGs Slide 3: Toolkits to support business towards
The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department, gave an educational lecture on "Strategies for Securities Investments: A Guide for Beginners" for
Guide for Engaging in Asia – updated guide for 2022 1. Recognises companies in different stages of transition (from beginning to advanced) 2. Guidance for engaging with companies at different stages of
engagement on ESG issues—the focus of this guide—and we fully anticipate this trend to continue. More than 450 environmental and social shareholder resolutions were filed with US companies in 2014 alone
(section 109) |- Revocation of License (section 147) |- Service Outsourcing Guide for Securities Companies Others (Securities Business) |- Separation of Securities and Finance Businesses & Merger (section
meeting reached the following conclusions: 1. The SEC re-emphasized that the mutual goal of all parties concerned is to develop and promote market efficiency and the compensation policy is only one of