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sustainable development of the respective capital markets. In the initial phase, the SEC has developed Additional Guidance for disclosing sustainability information for Hong Kong's ESG Funds, intending to
governance for all companies, including smaller and unlisted companies. The Principles provide guidance through recommendations and annotations across six chapters: G20/OECD PRINCIPLES OF CORPORATE GOVERNANCE
Technology of Securities Company; (2) the Notification of the Office of the Securities and Exchange Commission concerning the Guidance of Operational Control and Security relating to Information Technology of
shall have the duties as instructed by the AMLO, including: (1) set out a risk assessment policy or any guidance for the prevention of the financing of terrorism; (2) freeze the assets of the designated
List of head of Compliance Please wait... List of head of Compliance No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage
The Notification of the Ministry of Finance -Unofficial Translation- This English version is prepared by Legal Counsel and Development Department with the sole purpose of facilitating the