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acts as the oversight body, is overseen by an independent body. Such an auditor oversight body must operate in the public interest, and have an appropriate membership, an adequate charter of
overseen by experts, all aimed at creating an illusion of trustworthiness. In addition, the SEC continues to prevent investment scams in various manners, as follows: (1) Posting on the
DODD-FRANK ACT • Financial crisis revealed behemoth players in financial industry were not overseen by any regulatory authority • Dodd-Frank mandated additional SEC oversight on PE and HF firms JUNE 22
COMPANY LIMITED KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED KRUNGSRI SECURITIES PUBLIC COMPANY LIMITED KASIKORN ASSET MANAGEMENT COMPANY LIMITED KASIKORN SECURITIES PUBLIC COMPANY LIMITED GUARDIAN CAPITAL
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even our daily lives. 3 ❑The 2023 Israel-Hamas war ❑The war between Ukraine and Russia ❑Trade War between US and China ❑Autonomy of Taiwan and Hong Kong from China Source: The Guardian newspaper ❑Tension
2020 Signatory Declaration (Thai version only) Policy (Thai version only) Report (Thai version only) 27. Guardian Capital Asset Management Company Limited 9 Mar 2023 Signatory Declaration
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