Bangkok, December 4, 2012 ? The SEC organised training programs for both the SEC staff and capital market personnel to keep pace with new securities and derivatives trading methods and prepare them
Bangkok, September 10, 2014 - The SEC sanctioned five former capital market personnel of RHB OSK Securities (Thailand) Plc., where {A} was barred from holding any securities company management
SEC Secretary-General Ruenvadee Suwanmongkol said: “The ESG-focused business practice and investment help to promote sustainable investment. This is a growing trend in capital markets around the
Bangkok, October 15, 2009 ? The SEC is conducting a public consultation on the revision of rules on approval of securities business personnel to streamline and expedite the approval process in line
Bangkok, February 27, 2014 ? The SEC is seeking public comment on draft capital market personnel rules aiming at compiling and standardizing the rules and guidelines concerning all types of capital
Bangkok, September 26, 2013 ? The SEC is seeking public comment on compiling and standardizing the rules and guidelines concerning all types of capital market personnel for ease-of- use. The
The Securities and Exchange Commission (SEC) organized an annual academic seminar on the topic, “the Thai Capital Market Knowledge,” for public prosecutors and SEC officers. This event aimed to enhance knowledge and professional capacity, facilitate experience-sharing and constructive feedback, and improve legal enforcement and judicial processes in the Thai capital market. Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, delivered the opening remarks and recapped the SEC’s regulatory...