the qualifications of independent directors and audit committees of listed companies ("Company") to reduce redundancy and provide clearer requirements as well as improved audit committee charter in line
provide underwriter (securities company and bank with securities underwriting license) with the information on client?s risk appetite, thus, allow giving of advices or offering of products suitable for
market price causes the amount of approved underlying shares to be insufficient, the company shall be deemed to have been approved to issued additional underlying shares;2. Regulations governing shares
To enhance flexibility and accountability of asset management companies in undertaking custodian business, the SEC approved draft revised rules on custodian of private fund. The revisions are as follows: 1. Asset management companies are permitted to act as the custodian of their managed private funds that belong to institutional investors or have asset value exceeding one million baht (excluding provident fund). 2. Asset management companies wishing to act as the custodian must have liquid...
Bangkok, February 4, 2010 ? The SEC is inviting public comment on the draft revision to the mutual fund regulations to allow establishment of gold funds to promote product variety and alternative investment in the local market. The proposed revision would allow establishment of two special types of mutual funds ? ?gold fund? (physical gold fund) which would invest directly in local gold bullions, and ?gold ETF? which would be listed on the Stock Exchange of Thailand (SET). In support of the est...
Bangkok, 1 November 2017 ? The SEC is seeking public comments on the draft rules governing initial public offerings (IPOs) to cornerstone investors to create greater opportunity for success of IPOs
Bangkok, 20 September 2017 ? The SEC is seeking public comments on the principles and the amended rules governing listed companies? disclosure of good corporate governance compliance via Form 56-1
Bangkok, December 3, 2008 ? The SEC is in the process of drafting the rules governing approval of restricted derivatives investor contacts for gold futures, in support of the earlier licensing of
Bangkok, January 22, 2009 ? The SEC is conducting a public hearing on its draft regulations governing trust for transactions in the capital market until February 16, 2009.The recent enactment of the