The Securities and Exchange Commission (SEC) organized a seminar to announce the SEC Strategic Plan for the years 2024-2026. Prime Minister and Minister of Finance, Mr. Srettha Thavisin, presided
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Guaranteed Fund | Offering Date : 26/11/2018 - 30/11/2018
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Guaranteed Fund | Offering Date : 11/02/2019 - 15/02/2019
Bitcoin or Gold for a Diversifier? Tales of Before and During COVID-19 Crisis Financial Literacy and Fintech Adoption for Quality of Life Yosuke Kakinuma Chiang Mai University Business School SEC
10 years on account of deceiving several clients, falsifying documents, spending clients? money for his own interest, and using clients? trading accounts to trade securities for himself.Following a
Bangkok, 9 February 2018 ? The SEC has revoked the approval for a securities investment consultant by the name of Mr. Sakkarin Uttakrit for 10 years on account of committing undue acts toward clients
her from applying for a new approval as capital market business personnel for a period of 10 years, effective from 14 March 2019.Investors are advised to be careful and cast doubt on any solicitation
capital market business for a period of 10 years, effective from 6 May 2020._______________________________ Note: * Pursuant to Clause 23(1) and the prohibited characteristics of
investment consultant for Napasook has already expired since 31 December 2019. SEC has therefore prohibited her from re-entering as personnel in the capital market business for a period of 10 years