business operators providing bond securities business services to examine and ensure that the ultimate beneficiary owners (UBO) register for their authentication with the BOT before providing the
investors correctly and completely and without sufficiently notifying or giving information that was important and relevant to investors’ decision making, in contravention of the Notification concerning
SEC has launched the https://เสี่ยงสูง.com/ microsite, a center for basic knowledge of digital assets for the public, consisting of four topics. The first one is “Knowing Them” which introduces digital assets, namely cryptocurrencies and digital tokens, information on sellers and blockchain mechanisms or distributed database systems consisting of a mechanism allowing transactions to be conducted without intermediaries, including links for checking definitions under the law on digital asset...
The SEC Strategic Plan 2024–2026 prioritizes the strengthening of Thai capital market trust and highlighting the critical significance of investor confidence in cultivating a robust capital market that serves as a channel for fundraising of businesses and investment for investors. Ultimately, the goal is to achieve sustainable development, reduce inequalities. Recognizing the importance of complete, transparent, and timely IPO information for investors’ informed decision-making, the SEC aims to...
the same time, from 8 – 10 November 2019, SEC also launched a parallel activity, providing knowledge on the capital market and the accounting career path to the students of 6 universities in Chiang
Providing Compliance Unit of an Intermediary