SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators through the use of principle-based regulations due to the fact that business operators have different in sizes, target audience, and number of clients. Therefore, it depends on the business operators to find the most appropriate method to perform e-KYC as long as they follow the objectives and principles as notified.Now, SEC is seeking public comments on the guideline of ad...
One of the SEC objectives is to support investors to develop a robust financial health, using the capital market to accumulate wealth in response to their needs. As such, to expand investment choices
SEC Secretary-General Ruenvadee Suwanmongkol said: “The deadline for listed companies to submit their annual financial statements and other reports as required by law is approaching but the COVID-19 outbreak in many counties has not been resolved. Such current situation may have a negative impact on Thai listed companies that have core business in COVID-19 affected countries, or it might interrupt international travel plans of directors to the point that listed companies are unable to hol...
The “Aom No. 5” campaign’s main objective is to expand investor base, particularly those of working age, encouraging them to be prepared for the future and have saving discipline through dollar cost
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. International Plc. 4. General transaction description : Purchasing ordinary shares of Shop Global (Thailand) Ltd. 5. Purpose of transaction : To expand marketing channels of the Company to have opportunity to
Climate Bonds Standard 2021 PAGE 1 + – + – Why have Grids and Storage Criteria? Enablers to decarbonisation Expanding and upgrading https://www.sec.or.th/TH/Documents/LawsandRegulations/ResourceCenter
to decarbonisation Expanding and upgrading https://www.sec.or.th/TH/Documents/LawsandRegulations/ResourceCenter/GreenBond/ResourceCenter-Greenb... 18057832.pdf Memorandum on Asset Acquisition
Thailand?s competitiveness in the global market,? said SEC Secretary-General Vorapol Socatiyanurak. To promote financial literacy and investment in the capital market, the SEC is expanding channels for
at the end of Q4/2019, thus the Company expects gross profit margin from sales to get back to a normal level in Q1/2020. • In Q4/2018, there were one-time reversal expenses of Baht 83.9 million from