establishment and the application fee for amendment to a mutual fund scheme to be designated as SRI Fund is exempt at an amount not exceeding 5,000 baht per fund scheme. Both exemptions are valid for the
Facebook page “Gold stocks generate income” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 28/08/2024)
Facebook page “Gold stocks generate income” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 04/09/2024)
The Capital Market Supervisory Board (CMSB)’s meeting, chaired by SEC Secretary-General Ruenvadee Suwanmongkol, passed a resolution yesterday to facilitate listed companies and securities issuers who have to postpone their annual general shareholders’ meeting – and are subsequently unable to appoint an auditor – due to the spread of the novel Coronavirus (Covid-19). In this regard, CMSB has allowed the affected listed companies and securities issuers to appoint an auditor on the SEC ap...
Facebook Page อ้างชื่อ Gold stocks generate income - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 28/08/2567)
Facebook Page อ้างชื่อ Gold stocks generate income - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 04/09/2567)
assign their authorization to the CFO? 3 Whether the firm has designated a Quality Control partner who takes ultimate responsibility for the firm’s QC system? If yes, Does the firm leadership provide the
>วันที่ถาม : 21/06/2562 วันที่ตอบ : 25/06/2562 คำถาม : designated market maker ของตลาดหลักทรัพย์สิงคโปร์(SGX) มีลักษณะ
organizational structure and indicate whether there are INEs at the global, regional or local level. B6 Whether the firm has designated a Quality Management (QM) partner who takes responsibility for the firm’s
that the organization structure of is designed or efficient measures installed to prevent conflicts of interests effectively. (2) Where the person appointed as a fund manager is an employee of the