Bangkok, December 19, 2012 ? The SEC has encouraged listed firms to join e-Tax Invoice system to help reduce operational costs as well as the chances of fraud and corruption. The electronic system is
securities companies on account of failing to submit evidence of securities trading orders in the form of recorded tapes of phone conversations with their clients. Pursuant to the SEC Notification
Bangkok, August 4, 2009 ? The SEC suggests that the Stock Exchange of Thailand (SET) separate securities companies? proprietary trading data from that of local institutional investors and exclude the
Bangkok, November 17, 2009 ? The SEC will hold a seminar on ?Preparing for Compliance with International Accounting Standards? for securities companies and derivatives brokers, as part of the ongoing
Bangkok, August 20, 2012 ? The SEC revealed that examination on quality assurance of audit firms showed satisfactory result after the issuance of regulation requiring all auditors of companies in the
companies whose shares are held by the public.The main objectives of the proposed rules are (1) taking action against existing executives who act improperly, and (2) preventing inappropriate acts of seeking
The Awards were held amid growing efforts to push for greater female representation in Thailand. Women now make up 20 percent of board members in companies across the country Among all listed
has therefore provided a channel for audit firms in the capital market to voluntarily disclose their latest firm inspection report on the SEC website. This will allow listed companies and audit
apply such information to business strategies. Investors are able to learn of listed companies? commitment and policy against corruption from securities firms? analysis reports prepared by taking into