นางพรอนงค์ บุษราตระกูล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกล่าวเปิดงานสัมมนา “Transition Finance: Bridging the gap to sustainability” ซึ่งจัดร่วมกับธนาคารเพื่อ
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), delivered the opening remarks at the seminar on “Transition Finance: Bridging the Gap to
This seminar aimed to provide in-depth knowledge and strengthen the capacity of the business sector to raise funds under the framework of Transition Finance, facilitating a credible transition to a low-carbon society. It featured sharing of experiences and perspectives among international experts, focusing on the key elements for developing a transition plan, tools for evaluating and selecting transition activities, as well as investor expectations for promoting transitions. Additionally,...
share prices of Focus Development and Construction PLC (FOCUS) and Inter Far East Engineering PLC (IFEC) by arranging trading accounts of other persons for Mr. Sagha, sending manipulative trading orders
The Royal Ceramic Industry PLC (RCI) by arranging trading accounts of other persons for Mr. Sagha, sending manipulative trading orders, and helping with related financial transactions. The Appeal Court
counterpart (cross-border product).” The SET has developed a new trading platform to support DR trading with the underlying in the Asia and Americas time zone. The platform can also support the sending of
basis. The report must contain every securities trading order including non-matched order together with details on sending time, canceling time, number of shares and share prices. Moreover, the statement
the Revenue Department to solve related tax issues, creating a level playing field for the industry players of both jurisdictions; (2) SEC and SFC will conclude a gap analysis on real
ต้นแล้ว(2) ก.ล.ต. ทั้งสองฝ่ายตกลงว่าจะพิจารณาวิเคราะห์ความแตกต่าง (gap analysis) ของทรัสต์เพื่อการลงทุนในอสังหาริมทรัพย์ (REITs) ภายในปี 2563 ก่อนที่จะพิจารณาโอกาสที่จะมีการจดทะเบียนเสนอขายในสองตลาดต่อ
three investor contacts (2) {B} for interfering with client's assets (3) {C} for sending inappropriate orders (4) {D} for failing to orderly keep the accounts of given advice and received derivatives