Gains System : Unlicensed digital asset business (Disclosure Date : 09/08/2019)
unlawful gains from Seamico Securities Public Company Limited (ZMICO). On December 29, 1999, the SEC filed a criminal complaint against Nuprapat, an ex-ZMICO director, on the charge of corporate fraud
Gains System - ยังไม่ได้รับใบอนุญาตธุรกิจสินทรัพย์ดิจิทัล (วันที่เปิดเผยข้อมูล : 09/08/2562)
gains. In so doing, they did not execute their clients' purchase transactions via the bank system, counterfeited fund passbooks and gave them to the clients as completed transaction evidence, or opened
seek unfair personal gains all over again. In addition, some of the investment consultants sent selling orders of investment units in the clients' accounts by counterfeiting unit sale documents, opening
major gains/losses of clients in the year? 2 The standard documentation highlights all important matters for consideration, including: · integrity and identification checks on client, for example: · The
assurance that its understanding is in agreement with the client’s understanding of the work to be performed. 12 Have there been any major gains/losses of clients in the year? _x000D_&1#&"Tahoma"&12&KC0C0C0
characteristics as specified in Section 103, the Office shall have the power to withdraw its approval and the securities company shall propose other persons for the approval from the Office within fifteen days from