Bangkok, July 31, 2006 ? The SEC has suspended Kusol Sithiwong from functioning as an approved investor contact (marketing officer) for a period of two years on account of buying and selling

Bangkok, July 31, 2006 ? The SEC has suspended Amornrat Luengwilai from functioning as an approved investor contact (marketing officer) for a period of six months on account of buying and selling

Bangkok, February 2, 2007 ? The SEC has suspended Phornphimon Lertithibaht from the approved list of investor contacts functioning as marketing officers for a period of six months starting from

Bangkok, September 21, 2007 ? The SEC has suspended three investor contacts functioning as marketing officers for violating Clause 11(2) of the SEC Notification No. SorKhor. 15/2548 Regarding

Bangkok, November 8, 2007 ? The SEC today revoked the approval for an investor contact by the name of Thitiratt Thongchlermwong functioning as a marketing officer in the securities and derivatives

Bangkok, August 28, 2007 ? The SEC has revoked the approval for an investor contact functioning as a marketing officer by the name of Sutthasinee Sitti on account of misappropriating client assets

Bangkok, February 2, 2006 ? The SEC has cancelled an approval for Sanguan Thiravetyan as an investor contact functioning as marketing officer after finding that he had violated the rules of conduct

Bangkok, February 21, 2007 ? The SEC has cancelled an approval for Wanvadee Sripurd as an investor contact functioning as a marketing officer, effective from February 21, 2007. The revocation

Bangkok, January 24, 2008? The SEC today revoked the approval for an investor contact functioning as a marketing officer by the name of Sugunya Changchua for committing dishonest acts, defrauding

Bangkok, September 17, 2007 ? The SEC has revoked the approval for an investor contact functioning as a marketing officer by the name of Siwakorn Trakunsom on account of committing dishonest acts