Facebook Page อ้างชื่อ Convenient funds : Unlicensed securities and derivatives business (Disclosure Date : 04/11/2024)
One of the objectives of the Thai capital market development plan is to enable the public to access and utilize the capital market for savings and investment purposes. SET has taken steps to create opportunities and reduce restrictions to enable prospective investors to access investment services by taking advantage of technological advances which lead to the development of new financial service platforms that correspond with consumer behaviors today, including new services to sell mutual...
Facebook Page อ้างชื่อ Convenient funds - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 04/11/2567)
Bangkok, July 31, 2006 ? The SEC has suspended Kusol Sithiwong from functioning as an approved investor contact (marketing officer) for a period of two years on account of buying and selling
Bangkok, November 8, 2007 ? The SEC today revoked the approval for an investor contact by the name of Thitiratt Thongchlermwong functioning as a marketing officer in the securities and derivatives
Bangkok, July 31, 2006 ? The SEC has suspended Amornrat Luengwilai from functioning as an approved investor contact (marketing officer) for a period of six months on account of buying and selling
Bangkok, August 28, 2007 ? The SEC has revoked the approval for an investor contact functioning as a marketing officer by the name of Sutthasinee Sitti on account of misappropriating client assets
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Bangkok, February 2, 2007 ? The SEC has suspended Phornphimon Lertithibaht from the approved list of investor contacts functioning as marketing officers for a period of six months starting from
a week. This new channel is provided to serve investors and general public with more convenient access to the SEC?s service. Call 1207, SEC ? Building the Confidence in the Capital Market