SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
Type of securities : Common share | Effective Date : 04/11/2019 | Close Selling Date : 07/11/2019
SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business operations, with a view to grouping the relevant regulations of the operation system and the provisi...
and Human Rights: HRDD Practical Guides Training) ในหัวข้อ “ความก้าวหน้าของรายงานด้านธุรกิจกับสิทธิมนุษยชนของไทย” ซึ่งเป็นการดำเนินการภายใต้บันทึกข้อตกลงความร่วมมือในการก่อตั้ง “สถาบันธุรกิจและสิทธิ
such as information structure document, operational manual, name list account of user, functional program and program specification etc. and keep such document in the safe place and simply use. [M
information structure document, operational manual, name list account of user, functional program and program specification etc. and keep such document in the safe place and simply use. [M] o Keeping a program
Practical Guidelines for Business Continuity Management
1 Organizational Structure, Operating System and Operational Control Clause 2 In undertaking the derivatives business, a derivatives dealer shall set up organizational structure, operating systems and
Organizational Structure, Operating System and Operational Control Clause 2 In undertaking the derivatives business, a derivatives dealer shall set up organizational structure, operating systems and operational