take precaution to ensure that only the SEC approved investment consultants are allowed to give advice to the investors. Their compliance with the relevant rules must also be completely fulfilled; for
securities or investment units. “major shareholder” means a shareholder or a beneficial owner of shares in the amount more than 10% of the total number of voting rights of the applicant. For the purpose of the
having fulfilled the condition of attending a refresher course in accounting as required by the SEC Notification No. TorJor.39/2559; In case of a foreign company, a chief accountant is required to
statement on Bitazza's website within the period specified in the notification of the Securities and Exchange Commission, which is within May 3, 2022. However, Bitazza has not fulfilled this obligation
fulfilled this obligation This case is in the process of inquiry by the inquiry official. DAB Act S.30 Criminal Complaint Filed with an Inquiry Official Dated 06/03/2024
financial statement on Bitazza's website within the period specified in the notification of the Securities and Exchange Commission, which is within May 2, 2023. However, Bitazza has not fulfilled this
financial statement on Bitazza's website within the period specified in the notification of the Securities and Exchange Commission, which is within April 30, 2024. However, Bitazza has not fulfilled this
a selling order for the securities in such account. It was found that prior to the transaction, {A} had learnt of the identity of the securities' beneficial owner who was not the account owner
the shares purchase agreement share subscription agreement have been fulfilled of which it is expected to complete within 20 July 2018. In addition, the key conditions precedent can be summarized as
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 30. The auditor under Section 28 shall be a certified public auditor approved by the SEC Office and shall not be a shareholder, a beneficial