In the past, SEC had been approving securities business operators to assign outsourcing in other operations related to businesses for the effectiveness and flexibility of the operation. Business providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation must be under appropriate supervision.SEC is revising the regulations regarding supervision of...
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon, along with SEC executives, held a joint meeting with the Custodian Club, led by President Utumporn Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trad...
subsidiaries, establishment of new subsidiaries and Acquisition of Ordinary Shares in A.T.P. Friend Service Co., Ltd. (Revised) 16/12/2021 07:56 Capital increase in subsidiaries, establishment of new
. Pichit Chatskulwong's account, her husband's friend, by using material information to changes in the prices of securities, prior to disclosure such information to the public on 11 August, 2017
’ sustainability disclosures through the 56-1 One Report and outlined future plans to elevate ESG reporting standards to align with international standards. These efforts aim to strengthen the competitiveness of
Mr. Pichit Chatskulwong's account, her husband's friend, by using material information to changes in the prices of securities, prior to disclosure such information to the public on 11 August
supporting the efforts to elevate the quality and governance of listed companies, including those undergoing backdoor listings and resuming trades. During the event, Mr. Paiboon Damrongwaree and Ms. Areerawan
close friend to trade securities for himself. The amount of money withdrawn from his own account was the same amount deposited as collateral for the client's trading account. The client later withdrew the
owner?s friend who was not authorized by the owner. His action was in violation of Clause 14(2) of the Notification of the Office of the Securities and Exchange Commission No. SorKhor. 49/2552 Re
application by using the name and signature of a friend of hers. In case of {B}, the SEC directed KTB Securities to conduct further probe into the case. As Panadda previously claimed, {B} admitted that she