Bangkok, September 26, 2013 ? The SEC is seeking public comment on compiling and standardizing the rules and guidelines concerning all types of capital market personnel for ease-of- use. The consultation paper is available until October 7, 2013The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile number at 0-2263-6311 or email address at rangrong@sec.or.th until October 7, 2013...
Bangkok, September 11, 2014 ? The SEC is seeking public comment on proposed compilation of rules on customer contact and service for securities and derivatives business operators where certain
Bangkok, February 27, 2014 ? The SEC is seeking public comment on draft compilation of rules governing providers of investment services in foreign currency denominated securities and derivatives. The
subsidiaries, establishment of new subsidiaries and Acquisition of Ordinary Shares in A.T.P. Friend Service Co., Ltd. (Revised) 16/12/2021 07:56 Capital increase in subsidiaries, establishment of new
Exchange of Thailand did not cover the securities trading on August 16, 2004. Expectedly, if compilation of information is completed, the investigation result will be proposed to the SEC board meeting on
. Pichit Chatskulwong's account, her husband's friend, by using material information to changes in the prices of securities, prior to disclosure such information to the public on 11 August, 2017
Mr. Pichit Chatskulwong's account, her husband's friend, by using material information to changes in the prices of securities, prior to disclosure such information to the public on 11 August
securities and derivatives business operators. The revisions will provide a compilation of rules presently specified in a number of notifications for more clarity and appropriateness. According to the proposed
close friend to trade securities for himself. The amount of money withdrawn from his own account was the same amount deposited as collateral for the client's trading account. The client later withdrew the
owner?s friend who was not authorized by the owner. His action was in violation of Clause 14(2) of the Notification of the Office of the Securities and Exchange Commission No. SorKhor. 49/2552 Re