fragmentation ทั้งนี้ สำหรับการประชุม IOSCO Annual Meeting ครั้งถัดไป จะจัดขึ้นที่ประเทศโปรตุเกส โดยมี Portuguese Securities Market Commission (Comissão do Mercado de Valores Mobiliários: CMVM) เป็นเจ้าภาพ
growth;2. Market fragmentation, presented by JFSA; 3. Fintech and Crypto Assets, presented by the Monetary Authority of Singapore, in which the SEC Secretary-General also exchanged experiences
the trading of SCIB-C1 during such period was in a dispersal manner through various brokers. It was neither abnormal nor considered as having price manipulation involved. However, the SEC has requested
preventive measures on risk arising from abnormal trading as follows: Shares prohibited from margin loan and net settlement should be applied only to 1. shares with one-week turnover ratio of 100% or over
hosts IOSCO APRC Meeting during 9-11 March 2021 as sustainable finance, market fragmentation, supervisory cooperation, and digital assets and cryptocurrency including investor protection perspectives
any special transactions or transactions came from the abnormal operations. • There was no significant change after the date specified in the latest financial statement that may affect the financial
, the rules, which are currently in effect, should be revised with respect to maintenance of NC in case of abnormal increase in transaction volume of the business operator to the effect that the
The SEC?s inspection found that clients of brokers in Had Yai had used non-financial institution loans for purchasing stocks, therefore required all brokers to closely monitor abnormal activities as
2019 was summarized below. • During the past year, there were no any special transactions or transactions came from the abnormal operations. • There was no significant change after the date specified in
, there were no any special transactions or transactions came from the abnormal operations. • There was no significant change after the date specified in the latest financial statement that may affect the