frauds and scams as well as money laundering schemes. The list of business operators not supervised by the SEC can be checked at the “investor alert” link https://market.sec.or.th/public/idisc/th
be properly supervised by the business providers and for a more effective supervision system to make the regulatory system more efficient and comply with international standard, such as, the right to
suggests that digital asset transactions be executed through licensed digital asset business operators that are supervised by regulators to ensure that such investment is protected by law. In this regard
reviewed by Ms. Tipsuda Chumnanvanichkul, an auditor of KPMG Phoomchai Audit Ltd. Consequently, CIRKIT must submit the revised financial statements to the SEC by February 1, 2005. The SEC founded that
has been founded at the beginning of the most recent accounting period and the latest quarter financial statement, providing further that such financial statements must conform to the accounting
has been founded at the beginning of the most recent accounting period and the latest quarterly financial statement, providing further that such financial statements must conform to the accounting
of investor’s wealth creation and the fund raising of issuers. SEC supervised the intermediary and has collection of annual fees at the current rate for some time.SEC, therefore, has a plan to revise
following Divisions and Departments: 2.1 Enforcement Division comprises Enforcement Department, Litigation Department and Administrative Appeals Center, supervised by Assistant Secretary-General
Bangkok, 17 October 2023 – SEC warns the private sector to beware of the activities which may be deemed the undertaking of the SEC-supervised securities, derivatives, and digital asset businesses