Bangkok, April 20, 2015 ? The SEC revealed that the Settlement Committee imposed a fine of 1,500,000 baht on Chakkit Thanavirun, a former executive of Bliss-Tel Plc. (BLISS) for imparting false

? Engineering, had sold 5,950,000 EMC shares and 8,900,000 units of warrants to purchase EMC shares (EMC-W3) in his ex-wife trading account. The selling was based on non-public information concerning the

unlawful gains from Seamico Securities Public Company Limited (ZMICO). On December 29, 1999, the SEC filed a criminal complaint against Nuprapat, an ex-ZMICO director, on the charge of corporate fraud

Bangkok, April 23, 2015 ?The Criminal Court sentenced 3 former executives of POWER-P Plc. (POWER), namely Ratchasak Susewi, Phongsak Khongpanyakul, and Siriporn Tangmitpracha as well as an accessory

TALIS ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 25/03/2024 - 01/04/2024

past conduct; the cooperation or obstruction with SEC’s investigation; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market

SCB ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund ,Super Savings Fund : SSF | Offering Date : 05/05/2022 - 17/05/2022

TISCO ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 15/06/2009 - 30/06/2009

TISCO ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 27/05/2024 - 05/06/2024

Bangkok, November 17, 2014 ?The SEC revoked the approval of Nakul Chaiyanil, a former fund manager for ten years for failure to perform his duty with honesty in relation to management of 101 Montri