Bangkok, February 21, 2014 ? The SEC is seeking public comment on revising the regulations concerning independent directors of licensed securities and derivatives business operators. The proposed
Bangkok, October 31, 2013 ? The SEC is seeking public comment on revising the rules to exempt independent directors? requirement of licensed derivatives advisors and authorized financial institutions
the qualifications of independent directors and audit committees of listed companies ("Company") to reduce redundancy and provide clearer requirements as well as improved audit committee charter in line
), coming into force on 1 December 2008 ? (1) removes the cause of termination of approval for establishment and management of mutual funds in the event that the total value of the investment units sold, upon
“Asset management companies can now submit an application for approval of SSF establishment from 3 February 2020 onwards. SEC will speed up the approval process. In this regard, investors should invest in SSF regularly throughout the year to create a savings discipline for financial well-being,” said SEC Secretary-General Ruenvadee Suwanmongkol.Several asset management companies have already consulted with SEC about setting up SSF, which is expected for launch to the public in mid February this...
The SEC has advocated all listed companies to state in their annual reports (form 56-2) and annual registration statements (form 56-1) additional disclosures on (1) definition of independent
that at least one-third of the board members be independent directors. Postponed from the Annual General Shareholders? Meeting (AGM) of this year to allow listed firms more preparation time in light of
in the Category of Restricted Agents for Gold Futures came into force on 16 November 2008. Those who are interested to undertake gold futures business can now submit an application to the SEC or call