are not subject to the SEC?s consideration. However, to help mediate dispute on the matters, the SEC will provide a forum for discussion among parties concerned. In seeking the solution, the SEC has
administrative work for the arbitrator. Chapter II Filing of Dispute ________________________ Part I General Provision ________________________ Clause 6. The dispute to be filed by the claimant into the arbitral
work for the arbitrator. Chapter II Filing of Dispute ________________________ Part I General Provision ________________________ Clause 6. The dispute to be filed by the claimant into the arbitral
following regulations: Clause 1. The civil dispute incidental to or resulted from the derivatives business, which the customer of the derivatives business operator may refer to settle by means of arbitration
civil dispute incidental to or resulted from the derivatives business, which the customer of the derivatives business operator may refer to settle by means of arbitration as organized by the SEC Office
. For example, the revision will improve dispute conditions between securities and derivatives companies and clients through arbitration procedures.? In the case of making a reservation of right, the
policy dispute and discuss potential impacts of the upcoming brokerage fee sliding scale during the six-month postponement of the incentive payment withholding policy. # # #
Asset of the Company from the dispute resolution by the compromise additional from the resolution of Board of Director Meeting No.5/2022 (revised) 24/08/2022 13:02 Notification on Information Memorandum