volume raised from 0.21 to 14.78 million shares. Earlier, the SEC had proceeded with the settlement process where the wrongdoers in UNIQ share price manipulation case were fined over 80.9 million baht
Derivatives Act B.E.2546. The Bangkok South Criminal Court fined the accused of Baht 40,000. As the accused confessed, the fine was reduced by half to a fine of Baht 20,000. DV Act S.16 Criminal Complaint
Bangkok, November 26, 2014 - The SEC revealed that the Settlement Committee fined {A} {B} and {C}, as principal, along with two aiders and abettors, namely {D} and {E} for using inside information to
violation to Section 241 of the SEA in conjunction with Section 86 of the Penal Code. All of the six individuals above had agreed to enter the settlement process. The Settlement Committee consequently fined
violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. Therefore, the SEC sanctioned Benjawan from her duty as the personnel in the capital market and
Bangkok, September 10, 2014 - The SEC sanctioned five former capital market personnel of RHB OSK Securities (Thailand) Plc., where {A} was barred from holding any securities company management
Bangkok, March 16, 2016 ? The Criminal Fining Committee has fined Somyos Anantaprayoon for dessiminating news that may have led other persons to understand that the share price of WHA Corporation Plc
Section 241 of the Securities and Exchange Act B.E. 2535 (1992). The Settlement Committee therefore fined him 500,000 baht.
Criminal Fining Committee thus fined him 500,000 baht.Such fine penalty has caused him to possess untrustworthy characteristics of directors and executives of securities issuers and listed companies. The SEC
than 500,000 baht, or both. The aforesaid nine offenders agreed to enter the criminal fining process, resulting in the following fines: Chalaem was fined at the amount of 72,186,747.45 baht. Promakran