continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a
: (1) Digital asset business operators of all types are prohibited from providing services or acting in any manners of supporting or promoting the use of digital assets as a means of payment for goods
Electronics Public Company Limited (“the Company”) No. 9/2018, held on September 11, 2018, passed a resolution approving the purchase of asset, a land, by Thai Laminate Manufacturer Co., Ltd., the Company's
Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the
SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in
. Naetchanok Wipatasinlapin, Managing Director, True4U Station Co. Ltd., said, ?we are glad to be a part of ?The Money? sponsors as this is another milestone of financial regulators? integrated efforts in
Mai and nearby provinces, with a total of 1,100 students. This marks the first time of such activity, travelling and providing knowledge and experiences, with direct involvement by SEC, in
at the time, was committing wrongful acts against clients’ assets through misappropriation of their subscription money for mutual fund investment. In so doing, she fabricated and submitted false
400 million baht to be paid by the company. Besides, the payment conditions and the interest calculation are considered unfair because W made a deposit in the form of a 100-million-baht loan without
billboards from VBB at a higher price than the actual cost. As a result, VBB earned a benefit of 5.8 million baht from the billboard sale and used the money to repay the loan debt to TRITN in Case 1. Case 3