banned under the law on Supervision of Financial Institutions, either Thai or foreign law, provided that such prohibited characteristics are related to corruption, fraud / managing work in violation of law
related party transactions? How are the transactions transparent, equitable, reasonable and beneficial to the shareholders? Disclosed information Last period transactions: Names of related party and their
notifying the place of storage, what should the company do If directors and executives have never reported their interest? A: Directors and executives are required to submit a report on their interest in
solicitation for investment in nine digital assets which are not on the list of SEC-approved digital assets or under SEC’s supervision Following the tips from various sources to SEC, several investment
their investment money plus benefits. Afterward, they repeated the same method by persuading the clients to continue investing in order to seek unfair personal gains all over again. In addition, some of
approval, disapproval, and no votes). Especially regarding related party transactions, the names of the shareholders without the voting right and the number of their shares must be clearly identified
SEC within 90 days (within 14 August 2018) to continue their business until an order to discontinue their businesses is given. Earlier, SEC disclosed the names of seven digital asset business operators
SEC is seeking public comments on amendments to the rules regarding financial statement forms for securities companies and derivatives business operators to ensure their consistency with Thai
the date on which the names of shareholders entitled to subscribe for the newly issued preferred shares in proportion to their shareholdings are determined (Record Date), i.e. on January 26, 2018, and