, in conjunction with Section 33, Section 34, Section 41, Section 43, Section 44 and Section 64 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Minister of Finance
continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a
business units (mass transit, media, property, and services) • September 2018, selected by Dow Jones Sustainability Indices (DJSI) Emerging Market • Selected as a constituent of the FTSE4Good Index Series in
Electronics Public Company Limited (“the Company”) No. 9/2018, held on September 11, 2018, passed a resolution approving the purchase of asset, a land, by Thai Laminate Manufacturer Co., Ltd., the Company's
Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the
SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in
at the time, was committing wrongful acts against clients’ assets through misappropriation of their subscription money for mutual fund investment. In so doing, she fabricated and submitted false
hearing are available in the appendix of this consultation at http://capital.sec.or.th/webapp/phs/upload/phs1510556854hearing_38_2560_S01.pdf.This current hearing, as requested by the Finance Ministry
: (1) Digital asset business operators of all types are prohibited from providing services or acting in any manners of supporting or promoting the use of digital assets as a means of payment for goods
billboards from VBB at a higher price than the actual cost. As a result, VBB earned a benefit of 5.8 million baht from the billboard sale and used the money to repay the loan debt to TRITN in Case 1. Case 3