Offeror : THE THAI MILITARY BANK PUBLIC COMPANY LIMITED | Date of submission of the Statement of Intention : 18/05/2004
Year : 2001
Reporting Person : - | Type of securities : - | Date of reporting obligation : 31/07/2003
Reporting Person : - | Type of securities : - | Date of reporting obligation : 28/06/2004
Reporting Person : - | Type of securities : - | Date of reporting obligation : 25/06/2004
Bangkok, February 16, 2006 ? The SEC has decided to suspend a former fund manager from the list of approved persons and to penalize an asset management company for inappropriate management of mutual fund investments. 1. Suchart Techaposai, former executive vice president, chief investment officer and mutual fund manager of AJF Asset Management Co., Ltd., made a careless, imprudent decision to invest in bills of exchange issued by Picnic Corporation Plc. ("PICNI"). The SEC, therefore, suspen...
Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an executive in securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated that his misconducts on clients? assets involved dishonesty, deceit or embezzlement and wrongful use of client?s assets. Following the complaint lodge...
Bangkok, November 19, 2014 - The SEC organized ?5th SEC Working Papers Forum?, presented two research papers addressing ?Behavioral Finance and Regulations Who won and Who lost?? The studies found
Retik Finance : Unlicensed digital asset business (Disclosure Date : 18/12/2023)
Thai Sustainable Finance × Home > Sustainable Finance Sustainable Finance Ecosystem of Thailand Capital