responsible for the important work systems resigned ? affected the readiness of the company's important work systems. Subsequently, the company failed to meet the standards on work systems. For example, the

to ensure ING Funds? compliance with the fund scheme and to report the company?s wrongdoings to the SEC within the specified timeframe.  The grounds for SEC actions are as follows:   1. Land

domestic assets such as stocks or debt securities with environmental protection or sustainability themes.Dr. Kulaya Tantitemit, Comptroller-General and acting for Director-General of the Revenue Department

alternatives.Dr. Vorapol Socatiyanurak, SEC Secretary-General said that the 5th SEC Working Papers Forum, organized by SEC Research Department, presented the papers based on the Behavioral Finance theory. The

General, Southeast Asia Department, and Mr. Anoui Mehta, Country Director of Thailand Resident Mission, to discuss plan for fostering sustainable finance in Thailand and to emphasize the key role of the

funds to accommodate these funds with the following rules, for example:- Unitholders must invest in provident funds only;- The number of unitholders which is at least 35 must be waived;- They must not

The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial

Bangkok, 13 November 2017 ? In response to the Ministry of Finance's request, the SEC is conducting another public hearing on the draft amendment to the Securities and Exchange Act B.E. 2535 (1992

importance of ESG factors in the investment landscape. ESG investing is not just a trend; it is a fundamental commitment to sustainable and responsible finance. The Certificate in ESG Investing will enable

exchange licence filed by Coin Asset Co., Ltd. (website: coinasset.co.th) is still under consideration because there has been a change of company executives, which is material information for the