Bangkok, 24 January 2024 – The Securities and Exchange Commission (SEC) reinforces collaboration with the Department of Special Investigation (DSI) regarding the legal proceedings against the falsification of accounts and financial statements, and the deceitful practices towards the public in the case of Stark Corporation Public Company Limited (STARK). The SEC is also prepared to extend full cooperation if DSI requires additional clarifications or further investigation in the case.Accord...
The Securities and Exchange Commission (SEC), led by Mr. Thawatchai Pittayasophon, Deputy Secretary-General, and Ms. Pattanaporn Tripipat, Assistant Secretary-General, had a joint meeting with the Department of Special Investigation (DSI), led by Police Major Yutthana Praedam, Deputy Director General and Acting Director General, and Police Lieutenant Colonel Jukkrit Visetketgarn, Director of the Bureau of Financial-Banking Crimes and Money Laundering, to discuss the developments of the leg...
will yield good returns and will effectively reinforce the SEC's financial stability Announcement of signatory Investment Governance Code (I Code)(Thai Version Only) Our Roles How We Regulate SEC
stakeholder can (without fear of retribution) raise issues of particular concern with regard to potential or suspected breaches of a company’s code of ethics or local law. 4.4 Political lobbying The board
living of household rises, which was still with the weak purchasing power. Banks are not lending for fear of affecting the collection, the market is increasingly competitive so affected our customers
understanding of details and relevant risks and the fear of missing out (FOMO) trade should be avoided. In any case, the SEC supports the use of technologies in fundraising including digital token offerings
ซี ควรต้องเข้าใจในรายละเอียดและความเสี่ยง รวมถึงไม่ควรลงทุนแบบกลัวตกกระแส (Fear of Missing Out : FOMO) อย่างไรก็ดี ก.ล.ต. สนับสนุนการระดมทุนโดยใช้เทคโนโลยี เช่น การออกเสนอขายโทเคนดิจิทัล (digital token
portfolio equity allocation 3 Determine withdrawal percentage for a given target 4 Repeat annually 18 19 Annuity Allocation: What Do Retirees Fear More? 20 Taking a Holistic Perspective 21 Thailand
policies and procedures 2 Does the firm have channels for firm personnel to raise any concerns in a manner that enable them to come forward without fear of reprisals? If yes, please describe 3 Does the