Re: Rules and Procedures for Complying with the Notification Regarding the Acquisition of Securities for Business Takeovers
Rules and Procedures for Complying with the Notification Regarding Acquisition of Securities for Business Takeovers (No. 2)
exchange. The two parties also discussed the enhancement of fundraising supervision and the roles of financial advisors to ensure that the aforesaid companies will be able to grow sustainably while complying
conducting business and complying with the law. The SPV Act grants the SEC Board the power to issue subordinate regulations regarding the criteria for defining future receivables as well as regulations
real-life environment with real customers while complying with the regulations and conditions suitable for the experimenting period, for example, the requirement for standard systems and the maximum
investment scheme. Clause 3. The SEC Office may specify detailed guideline for the purpose of complying with this Notification and when having complied with the guideline, it shall be deemed to have been
of Foreign Auditors in the Capital Market. 5. I entirely understand of the code of ethics for professional accountants and I will perform audit works complying with the code. 6. I entirely understand
conducting business and properly complying with the law, the SEC is therefore proposing additional regulations the essences of which are as follows:(1) Definition of future receivables under Section 3 of the
brokerage services, a securities company shall be exempted from complying with the Notification of the Capital Market Supervisory Board No.Tor.Thor. 65/2552 Re: Rules and Procedures for Securities Brokerage