appoint it to act as securities broker. For the purpose of fairness to the parties, the SEC may specify any particulars which are material to the agreement.
eliminating obstacles for issuing companies while maintaining proper protection and fairness in allotment of securities for investors. Also, rules on prevention of conflict of interest arising from securities
which case a special committee will be appointed to consider the case and conduct an investigation to ensure transparency and fairness. Complaint Against SEC Complaint / Inquiries SEC Complaint Form SEC
account costs and benefits of the proposed revisions and necessity to maintain fairness in the capital market.The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are
deadline of the special audit report to allow more time to complete the examination and review of all related numerous documents and information.The SEC granted a 30-day extension ending 8 March 2017. KC
related numerous documents and information. The SEC granted a 30-day extension ending 8 March 2017. KC must also disclose the amended financial statements and the results of the special audit via the SET
the benefits produced by HFT (e.g., tighter spreads) outweigh the costs associated with a changing market structure. • From consultation paper conducted by IOSCO (2011), numerous respondents stated that
of 3,600 tons per annum and having numerous industrial and non-industrial applications used by global leading brands. This acquisition will further enhance the HVA portfolio of IVL. The value of the
manager. This gives involved parties, including numerous capital market business personnel, sufficient time to make necessary preparations within this year. “SEC is confident that personnel in capital