Bangkok, 30 October 2017 ? The SEC is seeking public comments on the draft amendments to the ongoing capital requirement rules, which are imposed on asset management companies. The hearing also
burdens and operating costs of private sectors. Currently, there are 68 ongoing projects. Based on the initial assessment, once all 83 projects have been completed, they are expected to help reduce
consideration that {A} failed to perform his duties responsibly with professional due care when he accepted the investor’s assignment to make trading decisions for the investor. Consequently, {A} was deemed to
the company?s internal fraud and falsification of accounts or at least have indicated any irregularity in the audit report. However, in auditing SECC financial statements from 2005 to 2007, he failed to
of the fair value measurement of its investment information had to be publicly disclosed through the SET's Electronic Information System within 30 November 2017. However, PACE has failed to meet the
of the fair value measurement of its investment information had to be publicly disclosed through the SET's Electronic Information System within 30 November 2017. However, PACE has failed to meet the
Mr. Chusak Ruentip Mr. Chusak Ruentip failed to comply with the competent officer's order to testify. The public prosecutor issued a prosecution order against the accused; however, attempt to
Mr. Todsapon Buachaiyo Mr. Todsapon Buachaiyo failed to comply with the competent officer's order. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic
while many surveyed markets failed to do so. In addition, the SEC?s strict review on financial statements of listed firms led to orders of special audit or rectification to ensure correct information for
Yarnapund Public Company Limited Yarnapund Public Company Limited failed to prepare and submit the reviewed financial statements for Q2/2013 to the SEC and the SET within the specified period. The