Printable Format - Laws and Regulations Guideline on the commencement for operation of securities / derivatives business
List of head of Compliance Please wait... List of head of Compliance No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage
Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to specify the extent and procedure of outsource function related to
SEETAVORARAT,Mr. NATTAPONG SEETAVORARAT,Mr. NATTAPONG SEETAVORARAT,Mr. NATTAPONG SEETAVORARAT Commencement of status of a concert party Stock 0 69.18 69.18 09/12/2020 0 69.18 69.18 Revised version 246007802012-3
,Mr. NATTAPONG SEETAVORARAT Commencement of status of a concert party Stock 0 69.18 69.18 09/12/2020 0 69.18 69.18 Revised version 246007802012-2 OTO Mr. NATTAPONG SEETAVORARAT,Mr. NATTAPONG
CHETCHOTISAK, Mr. CHOT CHETCHOTISAK, บริษัท เชษฐโชติ โฮลดิ้งส์ จำกัด Commencement of status of a concert party Stock 62.4513 0 62.4513 08/03/2023 62.4513 0 62.4513 The acquirer will make a tender offer
derivatives clearing house or its affiliate, unless his/her term or employment has ended for at least two years as of the date of commencement as an independent director; (2) is a director, executive, staff
( ) Subscription in excess of rights offering ( ) Exercise of conversion rights ( ) By way of inheritance 2.2 ( ) Commencement of status of a concert party ( ) Termination of status of a concert