Bangkok, May 15, 2014 ? The SEC in cooperation with audit regulators in ASEAN countries host the ASEAN Audit Regulators Group (AARG) Meeting on May 15-16, 2014 in Bangkok. Auditors from the world?s renowned international audit firms are invited to share their views and experience concerning current regulatory and oversight issues, challenges and impediments as well as directions of international accounting and auditing standards. The event aims to promote audit regulator and audit firm cooperati...
monetary penalty of 300,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 08/07/2022 and 07/11/2022
penalty of 50,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 27/02/2023 and 26/06/2023
50,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 27/02/2023 and 26/06/2023 - a bar from
;- a bar from serving as a director or executive in a securities issuing company between 23/07/2024 and 22/07/2025 - a bar from serving as a director or executive in a
penalty of 500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 23/07/2024 and 22/03/2025
bar from serving as a director or executive in a securities issuing company between 23/07/2024 and 22/07/2025 - a bar from serving as a director or executive in a
Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to specify the extent and procedure of outsource function related to
; - a bar from serving as a director or executive in a securities issuing company between 23/07/2021 and 22/07/2022 - a bar from serving as a director or