Mr. Surasak Ritthongpitak holds a Bachelor of Business (Finance) (2nd Class Honors) from University of Wollongong, Australia, and a Master of Business Administration (Management) from Saginaw State Valley University, USA. He also obtained a Master of Science – Finance (Financial Risk Management) (1st Class Honors) from University of Reading, UK, as a recipient of an SEC scholarship. Additionally, he is a chartered financial analyst (CFA) and a financial risk manager (FRM). Prior to the appointme...

Bangkok, 25 October 2023 – The Securities and Exchange Commission, Thailand (SEC) has appointed Mrs. Sittasri Nakasiri as Assistant Secretary-General – Strategy and Planning Division, in charge of the Market and Organizational Risk Department, the Strategy and International Affairs Department, and the Research and Data Department, effective from 1 January 2024. Having joined the SEC since 1997, Mrs. Sittasri Nakasiri holds the Bachelor’s Degree in Accounting from Thammasat University and the Mas...

The SEC imposed disciplinary penalty on Mr. Chanchai Kultavarakorn, a former executive of a securities company, for not rectifying company operating system as ordered by the SEC and not providing the

Following the initial launch earlier this year, the ESG Product Platform in its second phase features extensive coverage and details related to sustainability-themed financial products, especially

executive, together with their associates, i.e., (3) Lt. Gen. Anutat Bunnag and (4) Mr. Saran Lertcharoenwongsa. According to the investigative findings, there were facts and evidence suggesting that, during

Based on a third-party report and the SEC’s further investigation, it has been found that in 2017 Mr. Chiyachantana (Chairman and Chief Executive Officer of WORLD at the time of the offense

ส่วนที่ 1 : ข้อมูลสรุป (executive summary) (แนบท้ายประกาศ สน. 38/2563)

ข้อมูลสรุป (executive summary) ของแบบ 69-1 (แนบท้ายประกาศ ทจ. 45/2560)

ข้อมูลสรุป (executive summary) (ทจ.53-2556) (ให้ใช้แบบแนบท้าย ทจ.45/60)