สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) สนับสนุนสภาวิชาชีพบัญชี ในพระบรมราชูปถัมภ์ (สภาวิชาชีพบัญชี) จัดอบรมเชิงปฏิบัติการเรื่อง “ESG Risks Management: Navigating Climate Risks
liabilities or other obligations. PACE must also disclose the clarification through the Stock Exchange of Thailand (SET) within seven days.With reference to PACE's disclosure through the SET on 28 February 2017
. Meanwhile, the current regulations on such criteria has not yet covered risks associated with custody of clients’ assets for the digital asset business operators who can access into or transfer customers
Bangkok, 25 May 2017 ? The SEC and the Business Software Alliance (BSA) will jointly organize a seminar on ?Boards? Roles in Mitigating Cyber Security Risks/Threats: Challenges and Solutions? this
Bangkok, June 2, 2015 ? The SEC jointly with the School of Development Economics of NIDA hosted the 4th SEC Working Papers Forum, 2015 on ?Global financial market risks and financial plan for
foreign risks; the assets* to be transferred to a special purpose vehicle is the right to claim occurring overseas, and the originators are foreign businesses. This is to align with the regulations for
titled "Managing Climate-related Risks and Opportunities in Equity Analysis and Investment." The webinar, co-organized by Thai SEC, CFA Institute and CFA Society Thailand, is aimed to provide insights
Currently, the SEC regulations related to the advertising of ICO portals and ICO issuers require warning statements on investment risks for digital tokens. However, there are still advertisements
Term fund is highly popular among investors, asset management companies and commercial banks. As of the end of Q1/2019, the total net asset value was approximately 770,000 million baht and 96 percent of the term funds were offered to retail investors. The key specific characteristics of term fund are the inability to redeem investment units before maturity date and the possibility of concentration risk due to investment in products of any single issuer. Under such conditions, a credit ri...